Internal control and risk management research; Audit research
1995.09-1998.04 Master(Accounting), Graduate Department, Dongbei University of Finance and Economics, P.R. China
2002.09-2006.05 PhD(Accounting), Graduate Department, Dongbei University of Finance and Economics, P.R. China
2004.01-2005.01 Guest Researcher, Graduate School of Business, Hitotsubashi University, Japan
Internal Control, Consulting and Assurance Services, Professional Ethics and Legal Liability
Papers:
1. How Internal Control Prevents Executives from Fraud. State Assets Management, 2014.07（知网无英文题目）
2. Evaluation Standard System of BBB Smart Donating Alliance, Public Finance Research, 2014.02（知网无英文题目）
3. Current Status, Problems and Suggestions for Improvement of Internal Control Evaluation, Finance & Accounting, 2014.02（知网无英文题目）
4. The Newest Development of Research on Internal Control Evaluation, Finance & Accounting, 2013.11（知网无英文题目）
5. The Experience and Enlightenment of American Foundation Information Disclosure, The Chinese Certified Public Accountant, 2013.03（知网无英文题目）
6. Discussion on the Problems and Countermeasures of Bank B's Internal Control, Finance & Accounting, 2012.08（知网无英文题目）
7. The Internal Control System and Experience of the Hong Kong Community Chest, The Chinese Certified Public Accountant, 2013.03（知网无英文题目）
8. Internal Governance and Enlightenment of British Family Foundation, The Chinese Certified Public Accountant, 2013.03（知网无英文题目）
9. Operational Risks and Prevention of Intermediary Business in Sub-branch C, Finance & Accounting, 2012.02（知网无英文题目）
10. Analysis of the Main Risks and Control Measures of the Collection Business, Finance & Accounting, 2011.04（知网无英文题目）
11. Commentary on the Criteria of Internal Accounting Management Regulations in South Korean Enterprises, Auditing Research, 2009(05)
12. Political View Analysis on Drivers of Corporations’ Audit Committee, Auditing Research, 2008(04)
13. Japanese Environmental Accounting Research, Accounting Research, 2002(03)（知网无英文题目）
14. Historical Review of Accountant Appointment System, Auditing Research, 2001(03)（知网无英文题目）
15. A New Construction of the Economic Responsibility Index System of Enterprise Leaders’ Tenure, Finance & Accounting, 2003(01)（知网无英文题目）
16. How to Determine the Quantitative Level of Importance--On the Relationship between Audit Risk and Importance, Finance & Accounting, 2000(01)（知网无英文题目）
17. Research on Strengthening the Internal Control of Chinese Enterprises, Finance & Accounting, 2002(10)（知网无英文题目）
18. Introduction to the Report of “Enrichment and Strengthening of Certified Accountants and Auditing Legal Person System” in Japan, The Chinese Certified Public Accountant, 2007(11)（知网无英文题目）
19. Japan’s Misuzu Audit Legal Person Incident and Its Thinking, The Chinese Certified Public Accountant, 2007(07)（知网无英文题目）
20. Introduction to the Code of Ethics for Korean Certified Public Accountants, The Chinese Certified Public Accountant, 2007(01)（知网无英文题目）
21. Strengthen the Construction of IT Control in the Financial System and Improve the Economic Efficiency of Government Affairs, The Chinese Certified Public Accountant, 2009(08)（知网无英文题目）
22. Review of Japan’s Modern Accounting System Reform Process--Also Talking about the Understanding and Enlightenment of Accounting, Communication of Finance and Accounting, 2006(04)
23. Environmental Accounting in Japan, China Development, 2002(02)
Publications:
1. “Internal Control”, Dongbei University of Finance & Economics Press, 2011.05
2. “Internal Control”, Peking University Press, 2010.03
3. “Introduction to Auditing”, Economic Science Press, 2009.03
4. “Auditing”, Dongbei University of Finance & Economics Press, 2011.04
5. “Auditing”, Dalian Publishing House, 2011.05
6. “Operational Guidelines for the Design of Enterprise Internal Control System”, Dalian Publishing House, 2011.01
7. “Auditing Experiment”, Dongbei University of Finance & Economics Press, 2008.08
8. “Corporate Governance from a Political Perspective”, Beijing Normal University Publishing Group, 2011.05
9. “Concise Accounting Dictionary”, China Financial & Economic Publishing House, 2022.09
10. “Accounting Appointment System Reader”, Dongbei University of Finance & Economics Press, 2001.06
Research Grants:
1. Research on Enterprise Internal Control Index, Liaoning Provincial Department of Education, 2014
2. Research on the Reform of Charity Information Disclosure and Operation Mode in Liaoning Province--Based on the Perspective of Internal Control, Liaoning Provincial Federation Social Science Circles, 2014
3. Research on Quality Evaluation and Index of Internal Control of Charitable Organizations, Key Project of the Ministry of Civil Affairs, 2014
4. Research on Harmonious Labor Relations of Different Ownership Enterprises in Dalian, Project of Dalian Academy of Social Sciences, 2013
5. Establishment and Implementation of Internal Control of Charity Foundation in Liaoning Province, Liaoning Provincial Federation of Social Science Circles, 2011
6. Research on Liaoning's Realization of Steady Progress and Steady Development in the Process of Changing Modes and Adjusting Structure, Liaoning Provincial Federation of Social Science Circles, 2012
7. Research on countermeasures to promote Dalian’s economic “transfer mode and structure adjustment”--Based on industry financial analysis method, Project of Dalian Academy of Social Sciences, 2010
8. Research on the Basic Situation, Existing Problems and Countermeasures of Returned Overseas Students in Dalian, Project of Dalian Academy of Social Sciences, 2008
9. Current Situation, Existing Problems and Countermeasures of Returned Overseas Students in Dalian, Dalian United Front Theory Research Project, 2008
10. Research on Capital Expansion and Financing System of Private Enterprises, National Natural Science Foundation of China, 2003
11. Entering WTO and Deepening China’s Accounting System Reform, National Social Science Fund, 2002
12. Internal Accounting Controls--Physical Assets, China Accounting Society Key Project, 2004
13. “Auditing Standards for Chinese Certified Public Accountants No. 1401--Utilizing the Work of Other Certified Public Accountants”(Item Number: 2006-D-22), AICPA subject, 2006
1. Excellent Master’s Degree Thesis Advisor of Liaoning Province, 2014
2. Excellent Master’s Degree Thesis Advisor, Dongbei University of Finance and Economics, 2014
3. Excellent Master’s Degree Thesis Advisor, Dongbei University of Finance and Economics, 2013
4. “Economic Environment Problems and Countermeasures of Japanese-funded Enterprises in Dalian”, Dalian Municipal Committee of the Democratic National Construction Association, Second Prize for Participating in and Discussing State Affairs, 2004-2005
5. “Solve the financing difficulties of private enterprises, establish a social credit evaluation system and a credit guarantee system”, Dalian Municipal Development and Reform Commission, etc. Excellence Award, 2005
6. “Research on the important role of the united front in the non-public economy in the new era”, Dalian Municipal Committee of the Democratic National Construction Association, 2004-2005 Excellent United Front Papers
7. “The Development and Changes and Main Features of the Team of Private Entrepreneurs in the New Situation”, Dalian United Front Theory Research Association, Third Prize, 2004
8. “Research on Industrial Information Problems in Our City”, Dalian Economic and Trade Commission, etc. Third Prize, 2003
9. “Orientation and Improvement of Dalian Tourist City”, Dalian Municipal Committee of the Democratic National Construction Association, Third Prize, 2002
10. “A Study on Urban Modernization and Population Quality in Dalian”, Dalian Committee of the Chinese People’s Political Consultative Conference, etc. Third Prize, 2002
11. “On Democratic Supervision”, Dalian Municipal Committee of the Democratic National Construction Association, Second Prize, 2002
12. “Research on Several Issues of “Debt-to-Equity Swap” of State-owned Enterprises”, United Front Work Department of CPC Dalian Municipal Committee, Third Prize, 2001
13. “The Relationship between Knowledge Economy and United Front”, Dalian Municipal Committee of the Democratic National Construction Association, Second Prize, 2000
